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BEFORE THE COMMISSION ON JUDICIAL DISCIPLINE
STATE OF NEVADA
| In the Matter of the
HONORABLE
PAUL FREITAG,
Former Justice
of the Peace,
Sparks Township
Justice Court,
County of
Washoe, State of Nevada
Respondent.
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Case Nos. 0404-228. |
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FINDINGS OF FACT, CONCLUSIONS OF LAW AND IMPOSITION OF DISCIPLINE |
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AND CONSENT ORDER |
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Pursuant to prior written
notice, the above-entitled matter came on for public (formal) hearing in
Carson City pursuant to NRS §1.467(3)(c)
and Interim Commission Rule 18 (hereinafter referred to as the “hearing”) on
September 23, 2004, before the Nevada Commission on Judicial Discipline
(hereinafter referred to as the “Commission”). David F. Sarnowski, General
Counsel to and Executive Director of the Commission, appeared in lieu of a
Special Counsel. The respondent, the Honorable Paul Freitag, appeared in
person, but he was not represented by counsel. The Commission considered
the Stipulation in Lieu of Formal Statement of Charges (“Stipulation”) filed
on July 28, 2004, which the respondent signed. The Commission also
considered the General Counsel’s Memorandum Regarding Status of Cases
Left Undecided by the Respondent (“Memorandum”), filed on September 8,
2004.
Neither the respondent nor the General Counsel adduced proof
regarding violations since they were admitted in the Stipulation. The
General Counsel submitted the matter of punishment without argument and the
respondent made a statement in mitigation and extenuation. Having carefully
considered the Stipulation, the Memorandum and the statements by the
respondent, and after being fully advised of its obligations and duties, the
Commission specifically finds that the hearing was conducted according to
the statutes, rules and procedures required by law and hereby issues the
following Findings of Fact, Conclusions of Law and Imposition of Discipline
pursuant to Commission Interim Rules 27 and 28; and, NRS §1.4673 and
§1.4677. In order to resolve the pending complaint against him, the
respondent proceeding without counsel stipulated to the following terms,
among others:
1. The respondent
stipulated that he has already resigned/retired from judicial office. He
agreed never to seek appointive or elective judicial office in Nevada,
and to the entry of an order by the Commission permanently barring him
from judicial office due to said agreement. Additionally, the respondent
agreed to imposition of public censure, a form of discipline authorized
by Section 5(a), Article 6, Section 21 of the Nevada Constitution and
NRS 1.4677. The respondent understood that the discipline imposed will
be included in a "consent order" filed pursuant to Interim Commission
Rule 29, and that said order must be and will be filed with the clerk of
the Nevada Supreme Court.
2. The respondent agreed to present a
written apology addressed to the litigants impacted by his failure to
decide cases assigned to him, and that in the sole discretion of the
Commission, it could deliver a copy or copies for distribution to said
litigants and/or their counsel (if any). And for other public
distribution and public access.
3. The respondent agreed for the limited
purpose of effectuating this agreement prior to it becoming public,
pursuant to Interim Commission Rules 12 and 13, to the entry of a
finding by the Commission that there is a reasonable probability the
evidence available for introduction at a formal hearing could clearly
and convincingly establish grounds for disciplinary action, on the
following issues:
A. Whether the respondent violated any individual canon or
combination of canons, including Canons 3B(1), 3B(8), and 3C(1) of
the Nevada Code of Judicial Conduct, by failing to decide one or
more cases assigned to him prior to the time he retired in the
spring of 2003.
B. Whether the respondent violated any
individual canon or combination of canons, including Canons 3B(1),
3B(8), and 3C(1) of the Nevada Code of Judicial Conduct, by failing
to decide one or more cases assigned to him prior to the expiration
of a limited term appointment lasting from May 9, 2003 to October
30, 2003.
5. The respondent agreed to waive the
filing of a formal statement of charges against him by a special
prosecutor, pursuant to Interim Commission Rules 14-16, and the
Commission accepted said waiver.
6. The respondent agreed to waive his right
to file an answer to the formal statement of charges and his right to a
hearing at a public session, pursuant to Interim Commission Rules 17 and
18, and the Commission accepted the respondent’s waiver of said right,
conditioned on the Commission’s reservation of rights to conduct a
public hearing and to mandate the presence of the respondent if the
Commission so chooses. The Commission chose to conduct a public hearing.
7. The respondent understood and agreed
that the Commission could immediately proceed to enter findings that the
violations recounted in paragraph 5(A)-(D) above, were established by
clear and convincing evidence, without the necessity for the
presentation of evidence at a public hearing pursuant to Interim
Commission Rules 24 through 26.
On the date of the hearing, the Commission deliberated and
voted in private. The chairman announced the terms of
the sanctions imposed, which were consistent with and based upon the
respondent’s stipulations as recounted
above. The following findings and conclusions are now entered as part of
the record.
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A.
Findings Of Fact
The Commission finds that the Stipulation and
Memorandum considered at the hearing clearly and convincingly
established each of the following facts.
1. That Respondent was, at all times applicable to the
allegations addressed in the Stipulation, a Justice
of the Peace for the Sparks Township, located in the County of Washoe, State
of Nevada; or he was a senior
justice of the peace acting under appointment of the Nevada Supreme Court
for several months in 2003. Therefore,
the Respondent was a judicial officer whose conduct was subject to the
provisions of the Nevada Code of Judicial Conduct (hereinafter the “Code”).
2. A
two-page document marked as Exhibit A to the Memorandum was provided by the
clerk of the Sparks Justice Court to the Commission’s investigator during
the course of the investigation. It shows that at the time the respondent
retired no fewer than twelve (12) criminal and criminal-related matters were
left undecided, and that no fewer than thirty-six (36) small claims and
other civil matters were left undecided. Of the criminal cases, six (State
v. Mark McCombs, State v. Charles Malberg, State v. Jeremy
McCaskill, State v. Thomas Yore, State v. William Morrison,
and State v. Eleanor Spainhour) involved charges that had been the
subject of bench trials conducted between May 1996 and July 2001 by the
Respondent. All six have been or still are the subject of litigation before
the Respondent’s successor judge. In each case, the successor judge has
been or is faced with the issue of whether to allow retrials or whether he
must dismiss the charges due to the Respondent’s delay in issuing verdicts.
Another case (State v. Joyce Keiffer) involved a case in which
defendant had been assessed for mental competency no later than May 2000,
but which was never litigated thereafter. The successor judge had to
dismiss the charges due to the delay. Another case (State v. Mario
Espinola) involved a bond forfeiture matter which had last been heard in
January 1999, and which had laid dormant since then despite the fact that
the amount in dispute was more than $50,000.
The
respondent tried thirty-five (35) small claims or other civil cases and yet
there clearly is no record of a verdict in twenty-nine (29) of those cases.
There are at least six cases in which there may have been a decision or
verdict, but there is virtually no legible or otherwise sufficient record to
show what the judgment may have been or who may have prevailed. There
are cryptic notes in a few of the files suggesting that there were money
judgments but there is no formal record showing what steps may have been
taken to document the judgments and notify the parties.
The civil trials
occurred from December 1993 to March 2003. The number of trials that
occurred in each year, by date of submission, is as follows: 1993-2, 1994-5,
1995-2, 1996-0, 1997-3, 1998-6, 1999-5, 2000-7, 2001-0, 2002-2, and
2003-3. The amounts in dispute ranged from a low of $200.00 and a high of
$5000.00. The total amount sought in all cases combined was approximately
$83,000.00. Despite the issuance of inquiry letters to the litigants by the
successor judge, the following limited responses occurred: both litigants in
a case responded-1; one of two litigants in a case responded-11, neither
litigant in a case responded-17. There were approximately six cases in
which a status inquiry letter was not issued, apparently due to notations by
staff in the file or for other reasons. In the thirty-six cases, only eight
of the litigants or their counsel submitted post-trial inquiries asking
about the status of the case. Three cases produced two separate inquires
and one persistent litigant inquired five different times as to the status
of her case from January 2001 to March 2003. There is a note in that file (Jennie
Lew v. Sheperdcrafts Inc., #74,271) apparently made by a court staff
member when the plaintiff inquired for the fifth time, that says: “3/18/03
Please, Please, Please look at this file and give her your decision–she has
been so nice and so patient”.
B.
Conclusions of Law
The Commission unanimously concludes that the evidence suffices to prove the
charges addressed in the Stipulation, as follows:
(1) A violation of
Canons 3B(1), 3B(8) and 3C(1) of the Code by failing to decide one or
more cases assigned to him prior to the time he retired in the spring of
2003.
(2) A violation of Canons 3B(1), 3B(8) and
3C(1) of the Code by failing to decide one or more cases assigned to him
prior to the expiration of a limited term appointment as a senior judge
lasting from May 9, 2003 to October 30, 2003.
The Commission concludes that the Respondent’s willful failure to decide so
many cases over such a
prolonged period denied the litigants their right to a fair adjudication at
all, not to mention a prompt one. Nothing
presented by the Respondent by way of mitigation or extenuation could begin
to account for much
less explain good reasons for this many cases to have been ignored. Given the Respondent’s
failure to
perform his duty at all, there is
simply no step short of a permanent ban on his access to judicial office in
Nevada that will protect the integrity of the
system. Other sanctions are appropriate as well, despite the
Respondent’s
cooperation during the adjudicatory
phases of this case.
C. Imposition of Discipline
The Commission concludes that the appropriate discipline
imposed under Commission Interim Rule 28 as to said charges shall be as
follows:
By unanimous vote
of the Commission, pursuant to Subsections 5(a) and (b) of Article 6,
Section 21 of the Constitution of the State of Nevada, NRS 1.4653 (2), and
Commission Interim Rule 28, the Respondent shall: (1) Be permanently barred
from serving as an elected or appointed judicial officer in Nevada; (2) Pay
within three months of entry of this order a fine of $2000.00, to the
Washoe County Law Library; (3) Be publicly censured; and (4) Issue a written
apology via the Commission, addressed to the litigants impacted by his
failure to decide cases assigned to him.
D. Order.
IT IS HEREBY
ORDERED, pursuant to the consent of the Respondent, that he is publicly
censured and permanently barred from seeking or holding judicial office in
Nevada.
IT IS
HEREBY ORDERED, pursuant to the consent of the Respondent, that the
Executive Director of the Judicial Discipline Commission take the necessary
steps to file this document in the appropriate records of the Commission and
with the Nevada Supreme Court.
IT IS HEREBY ORDERED that the Clerk’s Certificate of Mailing, found below,
shall constitute notice of entry of this document pursuant to
Commission Interim Rule 34, and the clerk shall promptly serve it on the
Respondent.
E.
Notice
NOTICE is hereby tendered to the Respondent that pursuant to NRAP 3D, an
appeal may be taken by filing a notice of appeal with the clerk of the
Commission and serving such notice on the prosecuting counsel within
fifteen (15) days of service of this document by the clerk of the
Commission.
DATED this _7th____ day of _____October________________, 2004.
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NEVADA
COMMISSION ON JUDICIAL DISCIPLINE |
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/S/
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FRANK BRUSA,
Commissioner and Chairman
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/S/
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STEVE CHAPPELL,
Commissioner and Vice Chairman
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/S/
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| DAVEEN NAVE,
Commissioner
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/S/
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MARK DENTON,
Commissioner and
presiding officer
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/S/
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DAVID HUFF,
Commissioner
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/S/
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KARL ARMSTRONG,
Commissioner
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/S/
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WAYNE CHIMARUSTI,
Commissioner
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CERTIFICATE OF
MAILING |
I hereby certify that on the
7th day of October,
2004, I placed the above-referenced FINDINGS OF FACT, CONCLUSIONS OF LAW AND
IMPOSITION OF DISCIPLINE AND CONSENT ORDER in the United States Mail, postage pre-paid,
addressed to the undersigned:
Paul Freitag, Esq.
P.O. Box 626
Sparks, NV 89432 |
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Last Updated:
04/21/06 10:09:26 AM
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